Cures Act Interim Final Rule Compliance Timelines

On October 29, 2020, the Office of the National Coordinator for Health Information Technology (ONC) issued an Interim Final Rule extending the compliance dates for the agency’s Cures Act Final Rule. Below is a compilation of the original and revised compliance dates for the Cures Act Final Rule.
Read more about the extension at the Journal of AHIMA. Additionally, the October 2020 issue of the Journal of AHIMA featured a collection of articles that discussed implementing the information blocking and interoperability final rules.

Provision
Final Rule Compliance date
Enforcement Discretion-April 21, 2020
Interim Final Rule Compliance date

Information Blocking Applicability Date (Part 171)
November 2, 2020
No Change
April 5, 2021

Conditions of Certification—Information Blocking (§170.401)
November 2, 2020
September 30, 2020
April 5, 2021

Conditions of Certification-Assurances (§170.402(a)(1) (will not take any actions that constitute information blocking or actions that inhibit access, exchange or use of electronic health information (EHI))
November 2, 2020
September 30, 2020
April 5, 2021

Conditions of Certification-assurances (§170.402(a)(2) and (3), and (b)(1))—Other
Effective date: June 30, 2020
September 30, 2020
April 5, 2021

Conditions of Certification—Communications—(§170.403)—Communications requirements (does not include for §170.403(b)(1))
Effective date: June 30, 2020
September 30, 2020
April 5, 2021

Conditions of Certification—API (§170.404(b)(4)—Compliance for current API criteria
November 2, 2020
February 2, 2021
April 5, 2021

Conditions of Certification—API (§170.404(b)(3))—Rollout of new standardized API functionality
May 2, 2022
August 1, 2022
Dec 31, 2022

Conditions of Certification—Real World Testing—2015 Ed health IT certification criteria with standards updates
May 2, 2022
3 months after compliance timeframe
Dec 31, 2022

Conditions of Certification—EHI export rollout—(§170.402(b)(2)
May 1, 2023
3 months after compliance timeframe
Dec 31, 2023

Conditions of Certification—Assurances—(§170.402(a)(4)
May 1, 2023
3 months after compliance timeframe
Dec 31, 2023

Conditions of Certification—Communications—(§170.403(b)(1)) —-Notice to all customers with which developer has contracts or agreements containing provisions that contravene Communications Conditions of Certification
Annually beginning in CY2020
Notice can be made until March 31, 2021 for CY20
Begin annual cycle 1 year later CY 2021

Conditions of Certification Initial Attestations—(§170.406)
April 1-30, 2021 attestation window for attestation period running June 30, 2020-March 31, 2021
Generally remains the same except for the initial attestation, which will be accepted through July 30, 2021
Begin annual cycle 1 year later, CY2022. First attestation window will cover from effective date of final rule-March 31, 2022

Conditions of Certification Real World Testing—(§170,405(b)(1) and (2) submit initial plan and initial results submission
Plan: December 15, 2020
 
Results: March 15, 2022

Initial plan: Initial real world testing plans may be submitted through March 15, 2021
 
Initial results: Initial real world testing results from 2021 performance year may be submitted through June 2022

Begin annual cycle 1 year later
 
Initial plan: Dec 15, 2021
 
Initial results: March 15, 2023

Definition of EHI constrained to US Core for Data Interoperability (USCDI) v1
November 2, 2020-May 1, 2021
 
April 5, 2021-October 5, 2022

Full definition of EHI
May 2, 2021
 
October 6, 2022

Common Clinical Data Set (CCDS) permissibility in health IT modules
24 months after publication date of final rule
 
December 31, 2022

2015 Edition Certification Criteria Update
ONC’s Interim Final Rule also extended the timeline for certain 2015 certification criteria. Below are the revised timelines for the criteria.

Certification criteria
Reference
Interim Final Rule Compliance Date
Impact on CMS Promoting Interoperability Measures

Transitions of Care
§170.315(b)(1)
Update to adopted USCDI/C-CDA companion guide by December 31, 2022
-Support Electronic Referral Loops by Sending Health Information
 
-Support Electronic Referral Loops by Receiving and Incorporating Health Information

Clinical information reconciliation and incorporation
§170.315(b)(2)
Update to adopted USCDI/C-CDA companion guide by December 31, 2022
-Support Electronic Referral Loops by Receiving and Incorporating Health Information

Electronic prescribing
§170.315(b)(3)
Update to adopted NCPDP SCRIPT standard version 2017071 by December 31, 2022
-e-Prescribing
 
-Query of PDMP

Data export
§170.315(b)(6)
ONC-ACBs may only issue certificates for this criterion for the period before December 31, 2023
-Removed from 2015 Edition Base EHR definition effective date of the final rule (60 days after publication)

Security tags—summary of care—send
§170.315(b)(7)
Document, section, and entry (data element) level; or Document level for the period before December 31, 2022
 

Security tags—summary of care—receive
§170.315(b)(8)
Document, section, and entry (data element) level; or Document level for the period before December 31, 2022
 

Care plan
§170.315(b)(9)
Update to C-CDA companion guide reference in §170.205(a)(4) and §170.205(a)(5) by December 31, 2022
 

EHI export
§170.315(b)(10)
Certify to new criterion by December 31, 2023
 

Clinical quality measures (CQMs)—report
§170.315(c)(3)
Update to CMS QRDA Category I/III IG by December 31, 2022
PI Programs

Auditable events and tamper resistance
§170.315(d)(2)
Update to ASTM 2147-18 standard by December 31, 2022
 

Audit report(s)
§170.315(d)(3)
Update to ASTM 2147-18 standard by December 31, 2022
 

Auditing actions on health information
§170.315(d)(10)
Update to ASTM 2147-18 standard by December 31, 2022
 

View, Download, and Transmit to 3rd party
§170.315(e)(1)
Update to USCDI v1 and C-CDA companion guide referenced in §170.205(a)(4), and §170.205(a)(5) by December 31, 2022
Provide Patients Electronic Access to Their Health Information

Transmission to public health agencies—electronic case reporting
§170.315(f)(5)
Update to USCDI v1 by December 31, 2022
Electronic Case Reporting

Consolidated CDA creation performance
§170.315(g)(6)
Update to USCDI v1 and C-CDA companion guide referenced in §170.205(a)(4), and §170.205(a)(5) by December 31, 2022
 

Application Access—Data Category Request
§170.315(g)(8)
ONC-ACBs may only issue certificates for this criterion for the period before December 31, 2022
Provide Patients Electronic Access to Their Health Information

Application Access—All Data Request
§170.315(g)(9)
Update to USCDI v1 and C-CDA companion guide referenced in §170.205(a)(4), and §170.205(a)(5) by December 31, 2022
Provide Patients Electronic Access to Their Health Information

Standardized API for patient and population services
§170.315(g)(10)
Certify to new criterion by December 31, 2022
-Added to the 2015 Edition Base EHR definition
 
-Provide Patients Electronic Access to Their Health Information

This information was last updated 10/20/2020.

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